ICS and SOX Basics

Teacher

Course Features

Lectures 14
Quizzes 1
Students 46
Certificate No
Assessments Yes

Introduction to Internal Contol Systems
- Lecture1.1
  
  ICS and SOX Basics – Welcome
- Lecture1.2
  
  ICS and SOX Basics – What is an internal control system? 05 min
- Lecture1.3
  
  ICS and SOX Basics – The three components of an Internal Control System 30 min
- Lecture1.4
  
  ICS and SOX Basics – Principle of separation of functions: Segregation of Duties (SoD) 10 min
- Lecture1.5
  
  ICS and SOX Basics – Illustrative Representation of an ICS based on the HR process “payroll accounting” 20 min
Professional Standards and Regulation as the Basis of an effective ICS
- Lecture2.1
  
  ICS and SOX Basics – COSO and COBIT Framework 15 min
- Lecture2.2
  
  ICS and SOX Basics – What is SOX? 20 min
- Lecture2.3
  
  ICS and SOX Basics – Sarbanes-Oxley Act 10 min
- Lecture2.4
  
  ICS and SOX Basics – What is the situation in Europe? 10 min
- Lecture2.5
  
  ICS and SOX Basics – How does the European differ from the American SOX? 15 min
- Lecture2.6
  
  ICS and SOX Basics – [Special] Austrian Regulation impacting ICS 10 min
The internal control system in practice
- Lecture3.1
  
  ICS and SOX Basics – Strategic and monitoring functions 15 min
- Lecture3.2
  
  ICS and SOX Basics – Operational ICS roles 15 min
- Lecture3.3
  
  ICS and SOX Basics – The ICS Life Cycle 15 min
Course completion
- Quiz4.1
  
  ICS and SOX Basics – Final Quiz 5 questions

Mag. Gregor Nussbaumer ist Manager bei Graser Consulting. Neben der Durchführung von klassischen Management Consulting Tätigkeiten umfasst sein Aufgabengebiet die Organisation und Durchführung von IT- und Kontrollprüfungen nationaler und internationaler Unternehmen sowie die Abwicklung von Projekten im Bereich Interne Revision, Interne Kontrollsysteme, Governance, Risk & Compliance sowie IT Security, Sales, Customer Service und Asset Management.